AI Governance, Risk and Compliance Assessment

A comprehensive framework for evaluating compliance with ISO 42001, CIS Controls, and NIST CSF

Assessment Overview


This AI Governance, Risk and Compliance (GRC) Assessment provides a structured approach to evaluate your organization's AI governance practices against established frameworks including ISO 42001, CIS Controls, and NIST CSF. The assessment serves as a checklist for determining compliance with AI GRC requirements and identifying areas for improvement.

Comprehensive Assessment

Evaluate your organization's AI governance practices across 7 key domains with 42 detailed assessment questions.

Framework Alignment

Assessment questions are mapped to ISO 42001, CIS Controls, and NIST CSF for comprehensive compliance coverage.

Actionable Insights

Identify compliance gaps and receive detailed remediation recommendations to improve your AI governance posture.

Assessment Domains


The assessment is organized into seven key domains that cover all aspects of AI governance, risk management, and compliance. Each domain addresses specific controls and requirements from ISO 42001, CIS, and NIST CSF frameworks.

Domain 1

AI Governance and Risk Management

Evaluates the organization's AI governance structure, risk management framework, policies, and oversight mechanisms.

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Domain 2

AI Data Governance and Privacy

Assesses data governance practices, privacy controls, and data management throughout the AI lifecycle.

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Domain 3

AI Model Development and Security

Evaluates secure AI model development practices, vulnerability testing, and model security controls.

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Domain 4

AI Operations and Deployment

Assesses secure deployment practices, monitoring, access controls, and operational security for AI systems.

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Domain 5

AI Incident Response and Recovery

Evaluates AI-specific incident response procedures, recovery capabilities, and business continuity planning.

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Domain 6

AI Transparency and Explainability

Assesses AI transparency practices, explainability mechanisms, and documentation standards.

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Domain 7

AI Literacy and Training

Evaluates AI literacy programs, specialized training, and awareness initiatives for stakeholders.

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Assessment Process


The AI GRC Assessment is designed to be a "living document" that can be used for both pre-engagement and post-engagement client assessments. The assessment process follows these key steps:

Pre-Engagement Assessment

  1. Complete the assessment questionnaire for each domain
  2. Document current compliance status and evidence
  3. Identify compliance gaps and prioritize remediation actions
  4. Develop an implementation roadmap for addressing gaps
  5. Establish baseline metrics for measuring progress
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Post-Engagement Assessment

  1. Re-evaluate compliance status after implementing changes
  2. Document new evidence of compliance
  3. Measure progress against baseline metrics
  4. Identify remaining gaps and update remediation plans
  5. Establish ongoing monitoring and continuous improvement
Start Post-Engagement Assessment
The assessment can be completed online or using downloadable checklists for each domain. Results can be saved, printed, and shared with stakeholders.

Resources


Access downloadable resources to support your AI GRC assessment process. These resources are designed to be used as part of client proposals and ongoing assessments.

Executive Summary

A concise overview of the AI GRC Assessment framework, its purpose, structure, and how to use it effectively.

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Question Matrix

A comprehensive matrix of all assessment questions with framework references and remediation guidance.

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Complete Package

A ZIP archive containing all assessment documents, checklists, and resources for offline use.

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Ready to Start Your Assessment?


Begin your AI Governance, Risk and Compliance assessment today to identify compliance gaps and improve your organization's AI security posture.

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